Aml Compliance

**About Patria**

Patria is, essentially, a long-lasting and resilient entrepreneurial Partnership, that continually observes reality, anticipates trends and adapts to capture them. Here we are home to professionals who carry this entrepreneurial spirit, who know how to transform ideas into real business opportunities, and who are engaged in the development and perpetuation of the Partnership.

**AML Compliance - Associate**

**Main Responsabilities**:

- Execute the compliance verification program across clients, business operations, transactions, investments, accounting representation, continuous reporting, business conduct, and cross-functional processes.
- Maintain the AML corporate risk matrix in coordination with process owners.
- Review risk management and internal control activities.
- Prepare and submit information to regulators (e.g., CMF, UAF).
- Coordinate updates of manuals and policies according to the approved review schedule.
- Authorize transactions involving related parties and employees.
- Monitor regulatory.

**Additional Core Activities**:

- Transaction monitoring and analysis to identify unusual or suspicious activities.
- Preparation and submission of Suspicious Activity Reports (SAR/ROS) and Cash Transaction Reports (CTR/ROE) to the UAF.
- KYC and Due Diligence processes for clients, counterparties, and vendors, including periodic reviews.
- Respond to AML/KYC questionnaires from counterparties in multiple jurisdictions.
- Support AML technology integration projects, including automation of controls and use of monitoring tools.
- Assist in internal and external audits and regulatory inspections.
- Proactively identify and mitigate compliance risks and propose preventive measures.
- Understand financial products and investment funds to assess associated risks.
- Maintain documentation and evidence for regulatory and compliance processes.
- Deliver internal AML training to promote a strong compliance culture.

**Requirements**:

- **Education**: Certified Public Accountant, Engineer, Lawyer, or related field.
- **Experience**: Minimum 5 years in Compliance, AML, or similar roles within financial institutions.
- **Language**: Intermediate English.

**Technical Knowledge**:

- Chilean AML/CTF regulations (Law 19.913, UAF, CMF circulars).
- KYC, SAR/ROS, CTR/ROE processes.
- AML monitoring technology tools.
- Preferred: CMV certification.

**Skills**:

- Excellence and results orientation.
- Analytical thinking and attention to detail.
- Innovation and continuous improvement.
- Teamwork and collaboration.
- Effective communication and influence.
- High operational capacity and ability to work under pressure.
- Accountability and ownership.
- Interpersonal relationships

**Diversity**:
At Patria we do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity and/or expression, status as a veteran, and basis of disability or any other federal, state or local protected class. Our employment policies strictly prohibit all forms of discrimination on any of the grounds in relevant laws. All our employment practices are solely based on individual merit and our organization's needs at the time.